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2011 Cycling / Cyclisme Doping Partially Upheld English Appeal Procedure

Parties & Representatives

Arbitrators

President: Luigi Fumagalli

Decision Information

Decision Date: July 4, 2012

Case Summary

The case revolves around a dispute between the Union Cycliste Internationale (UCI) and Danish cyclist Alex Rasmussen, along with the National Olympic Committee and Sports Confederation of Denmark (DIF), concerning violations of anti-doping whereabouts rules. Rasmussen, a professional cyclist, was part of the Registered Testing Pool (RTP) under both UCI and DIF rules, requiring him to provide accurate whereabouts information for out-of-competition testing. The core issue involved three whereabouts failures within an 18-month period, which constitute an anti-doping rule violation under Article 2.4 of the Danish National Anti-Doping Rules (NADR) and corresponding UCI Anti-Doping Rules (ADR). The first failure occurred on February 1, 2010, when Rasmussen was not present at the specified location due to a competition in Germany. The second failure was recorded on October 4, 2010, for failing to update his whereabouts for the fourth quarter of 2011. The third failure took place on April 28, 2011, when UCI officers could not locate him in Spain as he was in Denmark for a family event.

The case raised procedural questions, particularly whether a missed test could be invalidated if the notification was delayed beyond the 14-day period stipulated in the International Standard for Testing (IST). The tribunal ruled that the delay did not affect the validity of the missed test, as the factual basis of the violation—Rasmussen’s absence—remained unchanged. The tribunal emphasized that the purpose of the rule was not undermined by the delay, and the athlete’s rights were not violated. Regarding sanctions, the tribunal noted that penalties for such violations range from one to two years of ineligibility, depending on the athlete’s degree of fault. Given Rasmussen’s repeated disregard for his whereabouts obligations, the tribunal determined that a sanction significantly higher than the minimum was warranted.

The case highlighted discrepancies between WADA’s IST and the UCI’s ADR, particularly the lack of a 14-day notification deadline in the UCI’s rules. Rasmussen’s defense argued that the delayed notification should invalidate the violation, but the tribunal rejected this, stating that procedural deviations do not invalidate violations unless they caused the violation. The Court of Arbitration for Sport (CAS) partially granted the UCI’s appeal, upholding the anti-doping violation but modifying the sanctions. The CAS imposed an 18-month ineligibility period, backdated to October 1, 2011, accounting for delays not attributable to Rasmussen and crediting his provisional suspension. The CAS rejected the UCI’s request to disqualify Rasmussen’s results from April 28, 2011, and to order repayment of prize money, citing lack of legal basis.

The case underscores the complexities of anti-doping regulations and the importance of procedural fairness. It clarified that while timely notification is important, delays do not automatically invalidate violations if the athlete’s rights to defend themselves are preserved. The ruling reinforced the principle that athletes in the RTP must diligently comply with their whereabouts obligations to ensure effective out-of-competition testing. The decision also highlighted the need for consistent implementation of WADA’s mandatory standards across all federations to ensure fairness for athletes. The outcome balanced strict enforcement of anti-doping rules with considerations of procedural fairness and the athlete’s degree of fault.

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